Aperture Investors, LLC (New York)

Name: Aperture Investors, LLC
Address: 250 West 55 Th Street, New York, NY, 10019
Telephone: 212-521-5180

Aperture Investors, LLC is a large advisory firm based in New York. It manages $1.05 billion of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2019 and has operated in the jurisdiction of Massachusetts.

Aperture Investors provides portfolio management for investment companies and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Aperture Investors: assets under management

The assets under management (AUM) of Aperture Investors, LLC is $1.05 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 331% since the beginning of its operation, and $689.88 million of the total AUM is attributable to clients outside of the United States.

The firm manages $1.05 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $527.45 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Aperture Investors, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Aperture Investors serves?

The firm provides services to investment companies and pooled investment vehicles. The largest group of clients of Aperture Investors is pooled investment vehicles with 1 clients and $689.88 million of assets under management. Among the 13 most similar advisory firms, Aperture Investors has the 6th highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $1.05 billion for 2 clients. 50% of the firm’s clients are foreign persons or businesses.

Aperture Investors doesn't advise any private funds.

Careers at Aperture Investors, LLC

The company employs 26 people that are either part- or full-time employees. 46 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Peter Steven Kraus	Chairman, ceo, owner	1 Mar 2018	Other	1605655
Matthew Louis Siegel	Chief marketing officer	1 Mar 2018	Other	6933365
James Kenneth O'connor	Chief operating officer	1 Jul 2018	Other	1995149
Generali Alpha Corp	Majority stakeholder	1 Aug 2018	50% - 75%	00-0000000
Kathleen Mary Olin	Chief compliance officer	1 Mar 2019	Other	6106807

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Generali Investment Holdings Spa	Owner, generali alpha corp	1 Aug 2018	75% - 100%	foreign entity
Generali Deutschland Holding Ag	Owner, generali investment holdings spa	1 Aug 2018	25% - 50%	foreign entity
Generali France Sa	Owner, generali investment holdings spa	1 Aug 2018	25% - 50%	foreign entity
Assicurazoni Generali S.P.A	Owner, generali investment holdings spa	1 Aug 2018	25% - 50%	foreign entity

Based in New York

The principal office where Aperture Investors, LLC performs its advisory services is located at 250 West 55 Th Street, New York, NY 10019, which is also the mailing address of the firm. An additional office of the firm is in Boston, MA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-521-5180. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at apertureinvestors.com and its LinkedIn profile.