Carson Management Company, LLC (Dallas)

Name: Carson Management Company, LLC
Address: 3030 Olive Street, Dallas, TX, 75219
Telephone: 214.999.1000

Carson Management Company, LLC is a large advisory firm based in Dallas. It manages $350.11 million of regulatory assets for 14 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdictions of Colorado and Texas.

Carson Management Company provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Carson Management Company: assets under management

The assets under management (AUM) of Carson Management Company, LLC is $350.11 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -10% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $350.11 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $25.01 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Carson Management Company, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Carson Management Company serves?

The only and largest group of clients of Carson Management Company is pooled investment vehicles with 14 clients and $350.11 million of assets under management. Among the 7 most similar advisory firms, Carson Management Company has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $350.11 million for 14 clients. None of the firm’s clients are foreign persons or businesses.

Carson Management Company also advises several private funds. Namely, fourteen private equity funds. The minimum investment commitment required of non-related persons ranges from $100,000 to $1,000,000.

Careers at Carson Management Company, LLC

The company employs 5 people that are either part- or full-time employees. 80 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Royal Willis Carson	Managing member	1 Mar 2009	75% - 100%	41939
Michael Taylor Hearne	Managing director / treasurer	1 Mar 2009	Other	5771369
Nelson Alfredo Rolong	Chief compliance officer	1 Feb 2010	Other	5769229
Gregory Thomas Giannini	Chief compliance officer/controller	1 Jan 2011	Other	5772621
Royal Chandler Carson	Principal portfolio manager and investor relations	1 Nov 2015	Other	6585492

Based in Dallas

The principal office where Carson Management Company, LLC performs its advisory services is located at 3030 Olive Street, Dallas, TX 75219, which is also the mailing address of the firm. An additional office of the firm is in Denver, CO. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 214.999.1000 or by fax 214.999.1022. The normal business hours are 8:30 a.m.-5:30 p.m. on Monday - Friday. You can find more information about the New York firm at carsoncapital.com.