Ursula Management, LLC (Woodbury)

Name: Ursula Management, LLC
Address: 135 Crossways Park Drive, Woodbury, NY, 11797
Telephone: 646-840-4904

Ursula Management, LLC is a large advisory firm based in Woodbury. It manages $109.1 million of regulatory assets for 6 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdiction of New York.

Ursula Management provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ursula Management: assets under management

The assets under management (AUM) of Ursula Management, LLC is $109.1 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 70% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $109.1 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $18.18 million each.

Ursula Management has custody of $98.9 million in cash and securities for 2 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in non-exchange traded securities the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ursula Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Ursula Management serves?

The firm provides services to high net worth individuals, pooled investment vehicles, and corporations or other businesses. The largest group of clients of Ursula Management is pooled investment vehicles with 2 clients and $100.28 million of assets under management. Among the 10 most similar advisory firms, Ursula Management has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $109.1 million for 6 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Ursula Management also advises several private funds. Namely, two hedge funds. The minimum investment commitment required of non-related persons ranges from $500,000 to $1,000,000.

Careers at Ursula Management, LLC

The company employs 2 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Daniel John Englander	Managing member and managing partner of ursula management & ursula investors	1 Oct 2005	75% - 100%	2575991
Robert Joseph Janecek	Partner and cco of ursula management & ursula investors	1 Oct 2005	Other	6392383

Based in Woodbury

The principal office where Ursula Management, LLC performs its advisory services is located at 135 Crossways Park Drive, Woodbury, NY 11797, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 646-840-4904 or by fax 212-485-1537. The normal business hours are 8:30 a.m. - 5:30 p.m. on Monday - Friday. You can find more information about the New York firm at ursulainvestors.com (inactive).