Wells Fargo Securities, LLC. is a large advisory firm based in San Francisco. It manages $266.45 million of regulatory assets for 1,410 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdictions of Arizona, California, Idaho, and 5 other states.
Wells Fargo Securities provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Wells Fargo Securities, LLC. is $266.45 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Wells Fargo Securities, LLC. for their services and products based on a percentage of assets under management and commissions. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
Franklin Vanda Kasper has been acting as President since 1 Jan 2002. Steven Dale Piper joined the executive team most recently as the Chief Compliance Officer, Crop And Srop.
The principal office where Wells Fargo Securities, LLC. performs its advisory services is located at 600 California Street, San Francisco, CA 94108 2704, which is also the mailing address of the firm. An additional office of the firm is in Los Angeles, CA. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 415-391-5600 or by fax 415-675-2777. The normal business hours are 6:00 am to 5:30 pm on Monday - Friday. You can find more information about the New York firm at www.fsvk.com.