Arrowmark Colorado Holdings, LLC (Denver)

Name: Arrowmark Colorado Holdings, LLC
Address: 100 Fillmore Street, Denver, CO, 80206
Telephone: 303-398-2929

Arrowmark Colorado Holdings, LLC is a large advisory firm based in Denver. It manages $19.49 billion of regulatory assets for 142 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdictions of California, Colorado, Massachusetts, and New York.

Arrowmark Colorado Holdings provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Arrowmark Colorado Holdings: assets under management

The assets under management (AUM) of Arrowmark Colorado Holdings, LLC is $19.49 billion. The firm's AUM has grown by 70% since the beginning of its operation, and $5.33 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $19.37 billion in discretionary accounts and $121.28 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $137.39 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $121.28 million.

Arrowmark Colorado Holdings has custody of $2.89 billion in cash and securities for 79 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 72% of the total AUM. The second-largest asset type is other assets, which make up 18% of the firm’s portfolio. Investments in cash and cash equivalents form 8% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Arrowmark Colorado Holdings, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Arrowmark Colorado Holdings serves?

The firm provides services to individuals, investment companies, charitable organizations, high net worth individuals, pooled investment vehicles, corporations or other businesses, pension and profit sharing plans, and state or municipal government entities. The largest group of clients of Arrowmark Colorado Holdings is investment companies with 13 clients and $9.29 billion of assets under management. Among the 10 most similar advisory firms, Arrowmark Colorado Holdings has the 2nd highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $14.59 billion for 127 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 15% of the firm’s clients are foreign persons or businesses.

Arrowmark Colorado Holdings also advises several private funds. Namely, twelve hedge funds and thirteen securitized asset funds. The minimum investment commitment required of non-related persons ranges from $0 to $5,000,000.

Careers at Arrowmark Colorado Holdings, LLC

The company employs 61 people that are either part- or full-time employees. 64 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
David John Corkins	Managing member	1 Dec 2007	50% - 75%	2604754
Karen Lynn Reidy	Member	1 Dec 2007	Other	2667903
Minyoung Sohn	Member	1 Nov 2008	25% - 50%	3107049
Richard Allen Grove	Chief operating officer, chief compliance officer	1 Dec 2008	Other	2237020
Kaelyn Rose Abrell	Member	1 Jan 2014	Other	3060393
Sanjai Suryaji Bhonsle	Member	1 Jan 2015	Other	6776983
Brian Andrew Schaub	Member	1 Jan 2017	Other	4235273
Chadwick Earl Meade	Member	1 Jan 2017	Other	3277321

Based in Denver

The principal office where Arrowmark Colorado Holdings, LLC performs its advisory services is located at 100 Fillmore Street, Denver, CO 80206, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 303-398-2929 or by fax 303-322-0804. The normal business hours are 9:00-5:00 on Monday - Friday. You can find more information about the New York firm at arrowmarkpartners.com.