Teewinot Capital Advisers, L.L.C. (New York)

Teewinot Capital Advisers, L.L.C. is a large advisory firm based in New York. It manages $401.24 million of regulatory assets for 13 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdiction of New York.

Teewinot Capital Advisers, L.L.C provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Teewinot Capital Advisers, L.L.C: assets under management

The assets under management (AUM) of Teewinot Capital Advisers, L.L.C. is $401.24 million. The firm's AUM has grown by 405% since the beginning of its operation, and $219.49 million of the total AUM is attributable to clients outside of the United States.

The firm manages $355.82 million in discretionary accounts and $45.42 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $29.65 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $45.42 million.

Teewinot Capital Advisers, L.L.C has custody of $339.06 million in cash and securities for 6 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Teewinot Capital Advisers, L.L.C. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Teewinot Capital Advisers, L.L.C serves?

The firm provides services to individuals and pooled investment vehicles. The largest group of clients of Teewinot Capital Advisers, L.L.C is pooled investment vehicles with 6 clients and $339.06 million of assets under management. Among the 8 most similar advisory firms, Teewinot Capital Advisers, L.L.C has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $401.24 million for 13 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 23% of the firm’s clients are foreign persons or businesses.

Teewinot Capital Advisers, L.L.C also advises several private funds. Namely, three hedge funds. The minimum investment commitment required of non-related persons is $1,000,000 for each fund.

Careers at Teewinot Capital Advisers, L.L.C.

The company employs 10 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Mark Anthony Kelly joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Michael Joseph Moriarty	Chief executive officer	1 May 2005	75% - 100%	5097915
Thomas Gordon Oatman	Executive officer	1 May 2005	Other	5097922
Craig Thomas Beling	Chief compliance officer	1 Apr 2008	Other	1579096
Mark Anthony Kelly	Chief compliance officer	1 Apr 2009	Other	5686385

Based in New York

The principal office where Teewinot Capital Advisers, L.L.C. performs its advisory services is located at 101 Park Avenue, New York, NY 10178, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-984-2360 or by fax 212-984-2361. The normal business hours are 9:00 a.m. - 5:00 p.m. on Monday - Friday.