Carter And Carter Wealth Strategies, Inc. (Eugene)

Name: Carter And Carter Wealth Strategies, Inc.
Address: 871 Country Club Road, Eugene, OR, 97401
Telephone: (541) 683-2900

Carter And Carter Wealth Strategies, Inc. is a large advisory firm based in Eugene. It manages $307 million of regulatory assets for 1,274 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdictions of California, Hawaii, Maryland, and 4 other states.

Carter And Carter Wealth Strategies provides financial planning services. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.

Carter And Carter Wealth Strategies: assets under management

The assets under management (AUM) of Carter And Carter Wealth Strategies, Inc. is $307 million. The firm's AUM has grown by 10% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $292 million in discretionary accounts and $15 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $245.38 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $178.57 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Carter And Carter Wealth Strategies, Inc. for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Carter And Carter Wealth Strategies, Inc.

Carter And Carter Wealth Strategies, Inc. is owned by Jennifer Irene Hector. Charlene Donna Carter joined the executive team most recently as the Chief Compliance Officer And President.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Charlene Donna Carter	Chief compliance officer and president	1 Jul 2015	50% - 75%	1932190
Jennifer Irene Hector	Owner	1 Jul 2015	25% - 50%	5069442

Based in Eugene

The principal office where Carter And Carter Wealth Strategies, Inc. performs its advisory services is located at 871 Country Club Road, Eugene, OR 97401 The mailing address of the firm is P.O. Box 50608, Eugene, OR 97045. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (541) 683-2900 or by fax 541-343-7945. The normal business hours are 8:30 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at carterandcarter.com.