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Jesup & Lamont Securities Corp. (New York)


Jesup & Lamont Securities Corp. is a large advisory firm based in New York. It manages $26 million of regulatory assets for 250 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 35 other states.

Jesup & Lamont Securities Corp provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and pension consulting services. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.

Jesup & Lamont Securities Corp: assets under management

The assets under management (AUM) of Jesup & Lamont Securities Corp. is $26 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -99% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $26 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $104 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Jesup & Lamont Securities Corp. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 4 indirect owners.

Name Entity Date acquired Ownership Employer ID
Stephen Joseph Degroat Shareholder 1 Jun 1997 75% - 100% 1429070
Llc Punchbowl Partners Owner 1 Aug 2001 25% - 50% 13-3956613
Apex Investment Fund Iv Llc Shareholder 1 Aug 2001 Other 36-4300888
Llc Efh Partners Owner 1 May 2005 25% - 50% 20-2532379

Based in New York

The principal office where Jesup & Lamont Securities Corp. performs its advisory services is located at 415 Madison Avenue, New York, NY 10017, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 646.673.8670 or by fax 646.673.8691. The normal business hours are 9-5 on Monday - Friday.


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