Pollen Street Capital (Us) LLC (New York)
Pollen Street Capital (Us) LLC is a large advisory firm based in New York. It manages $1.44 billion of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdiction of New York.
Pollen Street Capital (Us) provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
Pollen Street Capital (Us): assets under management
The assets under management (AUM) of Pollen Street Capital (Us) LLC is $1.44 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -27% since the beginning of its operation, and $1.29 billion of the total AUM is attributable to clients outside of the United States.
Investments
The firm invests in other assets the most. They account for 100% of the total AUM.Fees & Commissions
The advisory firm has several streams of revenue. Clients pay Pollen Street Capital (Us) LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
What kind of clients Pollen Street Capital (Us) serves?
The firm provides services to pooled investment vehicles and corporations or other businesses. The largest group of clients of Pollen Street Capital (Us) is pooled investment vehicles with 2 clients and $1.43 billion of assets under management. Among the 7 most similar advisory firms, Pollen Street Capital (Us) has the 3rd highest percentage of pooled investment vehicles out of all clients.
The amount of regulatory assets under management is $1.44 billion for 3 clients. 33% of the firm’s clients are foreign persons or businesses.
Pollen Street Capital (Us) also advises several private funds. Namely, one hedge fund. The minimum investment commitment required of non-related persons is $500,000 for each fund.
Careers at Pollen Street Capital (Us) LLC
The company employs 7 people that are either part- or full-time employees. 57 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Direct owners and executive officers
Indirect Owners
The SEC currently registers 6 indirect owners.Based in New York
The principal office where Pollen Street Capital (Us) LLC performs its advisory services is located at 747 3 Rd Avenue, New York, NY 10017, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 212-729-4688 or by fax 212-358-2574. The normal business hours are 8:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at linkedin.com/company/2675546/.
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