6 Elm Capital LP (New York)

Name: 6 Elm Capital LP
Address: 215 Park Avenue South, New York, NY, 10003
Telephone: 646-688-0533

6 Elm Capital LP is a mid-sized advisory firm based in New York. It manages $81.35 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2019.

6 Elm Capital provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

6 Elm Capital: assets under management

The assets under management (AUM) of 6 Elm Capital LP is $81.35 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 413% since the beginning of its operation, and $81.35 million of the total AUM is attributable to clients outside of the United States.

The firm manages $81.35 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $27.12 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay 6 Elm Capital LP for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients 6 Elm Capital serves?

The only and largest group of clients of 6 Elm Capital is pooled investment vehicles with 3 clients and $81.35 million of assets under management. Among the 4 most similar advisory firms, 6 Elm Capital has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $81.35 million for 3 clients. 66% of the firm’s clients are foreign persons or businesses.

6 Elm Capital also advises several private funds. Namely, two hedge funds.

Careers at 6 Elm Capital LP

The company employs 5 people that are either part- or full-time employees. 80 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Kartik Kanu Joshi	Founding partner	1 Oct 2018	25% - 50%	2934030
6elm Capital Gp Llc	General partner	1 Oct 2018	Other	83-2470917
Jonathan Dickson Herr	Cfo/cco	1 Dec 2018	Other	xxx-xx-xxxx

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Anil Gondi	Managing member	1 Oct 2018	50% - 75%	3250633

Based in New York

The principal office where 6 Elm Capital LP performs its advisory services is located at 215 Park Avenue South, New York, NY 10003, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 646-688-0533. The normal business hours are 9am-5pm on Monday - Friday. You can find more information about the New York firm at 6elmcap.com/.