Paradice Investment Management LLC (Denver)

Name: Paradice Investment Management LLC
Address: 257 Fillmore St, Denver, CO, 80206
Telephone: 720-473-7500

Paradice Investment Management LLC is a large advisory firm based in Denver. It manages $3.61 billion of regulatory assets for 15 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdictions of California and Colorado.

Paradice Investment Management provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Paradice Investment Management: assets under management

The assets under management (AUM) of Paradice Investment Management LLC is $3.61 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 2226% since the beginning of its operation, and $3.61 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $3.61 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $240.38 million each.

Paradice Investment Management has custody of $37.31 million in cash and securities for 2 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 94% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 6% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Paradice Investment Management LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Kevin Paul Beck serves?

The firm provides services to pooled investment vehicles and pension and profit sharing plans. The largest group of clients of Kevin Paul Beck is pension and profit sharing plans with 6 clients and $1.66 billion of assets under management. Among the 6 most similar advisory firms, Paradice Investment Management has the highest percentage of pension and profit sharing plans out of all clients.

The amount of regulatory assets under management is $2.29 billion for 10 clients. 100% of the firm’s clients are foreign persons or businesses.

Paradice Investment Management also advises several private funds. Namely, one hedge fund. The minimum investment commitment required of non-related persons is $1,000,000 for each fund.

Careers at Paradice Investment Management LLC

The company employs 13 people that are either part- or full-time employees. 54 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Kevin Paul Beck has been acting as President since 1 Sep 2017. Angus David St John Paradice joined the executive team most recently as the President Us Operations.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Paradice Investment Management Pty Ltd	Managing member	1 Jul 2012	75% - 100%	161962
Kevin Paul Beck	Portfolio manager/office holder	1 Jul 2012	Other	2436926
Anthony Miles Hammond	Chief operating officer/company secretary	1 Jul 2012	Other	6046646
Lucinda Hill	Business manager/chief compliance officer	1 Sep 2014	Other	4307239
Lucinda Blanche Hill	Chief compliance officer / chief operating officer	1 Sep 2014	Other	7162080
Pim Us Unit Trust	Member	1 Jun 2016	75% - 100%	foreign
Pim Us Pty Ltd	Trustee of pim us trust	1 Jun 2016	75% - 100%	foreign
Angus David St John Paradice	President us operations	1 Feb 2017	25% - 50%	6046650
Kevin Paul Beck	President/portfolio manager	1 Sep 2017	Other	2436926

Indirect Owners

The SEC currently registers 5 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Angus David St John Paradice	Director	1 Jun 2001	75% - 100%	6046650
Pfh (Nsw) Pty Ltd	Trustee	1 Jul 2005	Other	foreign
Angus David St John Paradice	Managing director	1 Jul 2012	75% - 100%	6046650
Paradice Investment Management Pty Ltd	Shareholder	1 Jun 2016	75% - 100%	foreign
Paradice Family Trust	Shareholder	1 Jun 2016	75% - 100%	foreign

Based in Denver

The principal office where Paradice Investment Management LLC performs its advisory services is located at 257 Fillmore St, Denver, CO 80206, which is also the mailing address of the firm. An additional office of the firm is in San Francisco, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 720-473-7500 or by fax 720-473-7510. The normal business hours are 8 am - 5 pm on Monday - Friday. You can find more information about the New York firm at paradice.com.au.