Windrose Health Investors, LLC (New York)

Name: Windrose Health Investors, LLC
Address: 623 Fifth Avenue, New York, NY, 10022
Telephone: 212-887-2105

Windrose Health Investors, LLC is a large advisory firm based in New York. It manages $1.56 billion of regulatory assets for 9 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdiction of New York.

Windrose Health Investors provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Windrose Health Investors: assets under management

The assets under management (AUM) of Windrose Health Investors, LLC is $1.56 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 162% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.56 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $173.86 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Windrose Health Investors, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Windrose Health Investors serves?

The only and largest group of clients of Windrose Health Investors is pooled investment vehicles with 9 clients and $1.56 billion of assets under management. Among the 13 most similar advisory firms, Windrose Health Investors has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $1.56 billion for 9 clients. None of the firm’s clients are foreign persons or businesses.

Windrose Health Investors also advises several private funds. Namely, nine private equity funds. The minimum investment commitment required of non-related persons ranges from $30,000 to $900,000.

Careers at Windrose Health Investors, LLC

The company employs 14 people that are either part- or full-time employees. 71 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
L.P. Mts Health Partners	Shareholder	1 Mar 2000	75% - 100%	75-3263634
Jay Andrew Shiland	Senior managing director/partner	1 Jan 2001	Other	2888864
Oliver Taft Moses	Senior managing director/partner	1 Apr 2006	Other	2550696
Mark Elliot Epstein	Senior managing director/partner	1 Jan 2008	Other	2274559
Andrew Jay Weisenfeld	Senior managing director/partner	1 Jan 2008	Other	1987725
Curtis Scott Lane	Senior managing director/partner for relying adviser	1 Feb 2017	50% - 75%	718950
Oliver Taft Moses	Limited partner for relying adviser	1 Feb 2017	50% - 75%	2550696
Alexander Buzik	Limited partner for relying adviser	1 Feb 2017	Other	5135773
Michael Jason Spiciarich	Controller / cco	1 Mar 2018	Other	4715674

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Curtis Scott Lane	Member	1 Mar 2000	50% - 75%	718950

Based in New York

The principal office where Windrose Health Investors, LLC performs its advisory services is located at 623 Fifth Avenue, New York, NY 10022, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-887-2105. The normal business hours are 9am - 6pm on Monday - Friday. You can find more information about the New York firm at windrose.com.