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Clerestory Capital Advisors, LLC (New York)


Clerestory Capital Advisors, LLC is a large advisory firm based in New York. It manages $138 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2007.

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Clerestory Capital Advisors provides portfolio management for pooled investment vehicles and sponsor of limited partnerships. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Clerestory Capital Advisors: assets under management

The assets under management (AUM) of Clerestory Capital Advisors, LLC is $138 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 84% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $138 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $69 million each.
Clerestory Capital Advisors has custody of $88 million in cash and securities for 2 clients in total and acts as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Clerestory Capital Advisors, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 9 indirect owners.

Name Entity Date acquired Ownership Employer ID
Johann Adam Pius Ii Von Und Zu Liechtenstein Beneficiary 1 Jan 1970 Other 6026888
Lgt Holding International Ltd. Shareholder 1 Jul 2001 75% - 100% foreign entity
Prince Of Liechtenstein Foundation Beneficiary 1 Jul 2001 Other foreign entity
Lgt Group Foundation Shareholder 1 Sep 2004 75% - 100% foreign entity
Lgt Holding Denmark Aps Shareholder 1 Dec 2004 75% - 100% foreign entity
Lgt Holding (Malaysia) Limited Shareholder 1 Dec 2004 75% - 100% foreign entity
Thomas Bolton Brown Managing member 1 Jan 2007 50% - 75% 2631987
Joanne Douvas Managing member 1 Apr 2007 50% - 75% 2889371
Lgt Capital Partners Ltd Shareholder 1 Oct 2012 75% - 100% foreign entity

Based in New York

The principal office where Clerestory Capital Advisors, LLC performs its advisory services is located at 11 East 44 Th Street, New York, NY 10017, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-584-2020 or by fax 212-792-5468. The normal business hours are 9:00am - 6:00pm on Monday - Friday. You can find more information about the New York firm at www.clerestorycapital.com.


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