Rocktop Partners, LLC (Arlington)

Rocktop Partners provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Rocktop Partners: assets under management

The assets under management (AUM) of Rocktop Partners, LLC is $712.08 million. The firm's AUM has grown by 11% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.28 million in discretionary accounts and $710.8 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.28 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $142.16 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Rocktop Partners, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Rocktop Partners serves?

The only and largest group of clients of Rocktop Partners is pooled investment vehicles with 6 clients and $712.08 million of assets under management. Among the 10 most similar advisory firms, Rocktop Partners has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $712.08 million for 6 clients. None of the firm’s clients are foreign persons or businesses.

Rocktop Partners also advises several private funds. Namely, six real estate funds. The minimum investment commitment required of non-related persons is $100,000 for each fund.

Careers at Rocktop Partners, LLC

The company employs 12 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Indirect Owners

The SEC currently registers 5 indirect owners.

Based in Arlington

The principal office where Rocktop Partners, LLC performs its advisory services is located at 701 Highlander Blvd, Suite 540, Arlington, TX 76015, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 844-456-6316. The normal business hours are 9 am - 5 pm on Monday - Friday. You can find more information about the New York firm at rocktoppartners.com/.

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