Raven Capital Management LLC (New York)

Name: Raven Capital Management LLC
Address: 110 Greene Street, New York, NY, 10012
Telephone: 212-966-7926

Raven Capital Management LLC is a large advisory firm based in New York. It manages $603.84 million of regulatory assets for 10 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdiction of California.

Raven Capital Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Raven Capital Management: assets under management

The assets under management (AUM) of Raven Capital Management LLC is $603.84 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 238% since the beginning of its operation, and $210.14 million of the total AUM is attributable to clients outside of the United States.

The firm manages $603.84 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $60.38 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Raven Capital Management LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Jeremy Michael Tucker serves?

The only and largest group of clients of Jeremy Michael Tucker is pooled investment vehicles with 10 clients and $603.84 million of assets under management. Among the 12 most similar advisory firms, Raven Capital Management has the 4th highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $603.84 million for 10 clients. 35% of the firm’s clients are foreign persons or businesses.

Raven Capital Management also advises several private funds. Namely, one real estate fund and eight private equity funds. The minimum investment commitment required of non-related persons ranges from $1,000,000 to $5,000,000.

Careers at Raven Capital Management LLC

The company employs 18 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Jeremy Michael Tucker has been acting as President since 1 Sep 2008. James Patrick Masciello joined the executive team most recently as the Managing Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Joshua Alan Green	President and managing member	1 Sep 2008	50% - 75%	2658852
Jeremy Michael Tucker	Director	1 Sep 2008	25% - 50%	4833781
Llc Northern Lights Capital Partners	Member	1 Sep 2009	25% - 50%	20-5650492
Christopher Charles Felice	Chief compliance officer	1 May 2014	Other	6360541
Llc Northern Lights Midco	Member	1 Jul 2014	25% - 50%	47-1407415
James Patrick Masciello	Managing director	1 Oct 2016	Other	5331658

Indirect Owners

The SEC currently registers 9 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Laird Norton Company	Member	1 Aug 2006	50% - 75%	91-2027437
Laird Norton Company	Shareholder	1 Dec 2007	75% - 100%	91-2027437
Inc. White Pine	Member	1 Dec 2007	25% - 50%	26-1630432
Llc Lnc Investment Co.	Member	1 May 2010	25% - 50%	20-5433626
Northern Lights Capital Group	Member	1 May 2010	Other	157976
Aurora Investment Management Pty Limited	Trustee of aurora trust	1 Nov 2014	Other	foreign
Aurora Trust	Shareholder	1 Nov 2014	75% - 100%	foreign
Llc Northern Lights Capital Partners	Unitholder	1 Nov 2014	25% - 50%	20-5650492
Treasury Group Limited	Unitholder	1 Nov 2014	50% - 75%	foreign

Based in New York

The principal office where Raven Capital Management LLC performs its advisory services is located at 110 Greene Street, New York, NY 10012, which is also the mailing address of the firm. An additional office of the firm is in Santa Monica, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-966-7926 or by fax 212-226-7836. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at ravencm.com.