Sqn Capital Management, LLC is a large advisory firm based in New York. It manages $1.13 billion of regulatory assets for 9 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of New York.
Sqn Capital Management provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Sqn Capital Management, LLC is $1.13 billion. The firm's AUM has grown by 3567% since the beginning of its operation, and $890.74 million of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Sqn Capital Management, LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to insurance companies and pooled investment vehicles. The largest group of clients of Neil Anthony Roberts is pooled investment vehicles with 9 clients and $1.04 billion of assets under management. Among the 12 most similar advisory firms, Sqn Capital Management has the 4th lowest percentage of pooled investment vehicles out of all clients.
The amount of regulatory assets under management is $1.13 billion for 13 clients. 55% of the firm’s clients are foreign persons or businesses.
Sqn Capital Management also advises several private funds. Namely, two other private funds. The minimum investment commitment required of non-related persons is $250,000 for each fund.
The company employs 8 people that are either part- or full-time employees. 63 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Neil Anthony Roberts has been acting as President since 1 Dec 2007. David Matthew Konits joined the executive team most recently as the Cco.
The principal office where Sqn Capital Management, LLC performs its advisory services is located at 100 Wall Street, New York, NY 10005, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number (212) 422-2166 or by fax (877) 214-1475. The normal business hours are 9:00 - 6:00 on Monday - Friday. You can find more information about the New York firm at sqncapital.com.