The Applied Finance Group International, LLC (San Juan)

The Applied Finance Group International, LLC is a related adviser based in San Juan. It manages $719 million of regulatory assets for 6 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdiction of Puerto Rico.

The Applied Finance Group International provides portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and publication of newsletters. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

The Applied Finance Group International: assets under management

The assets under management (AUM) of The Applied Finance Group International, LLC is $719 million. The company doesn't manage any assets belonging to foreign clients.

Investments

The firm invests in exchange traded securities the most. They account for 90% of the total AUM. The second-largest asset type is investment and business development companies, which make up 5% of the firm’s portfolio. Investments in cash and cash equivalents form 5% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay The Applied Finance Group International, LLC for their services and products based on a percentage of assets under management, subscription fees, and fixed fees. Subscribers pay a regular fee for the advisory firm’s newsletter or periodical. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients The Applied Finance Group International serves?

The firm provides services to other investment advisers and banking or thrift institutions. The largest group of clients of The Applied Finance Group International is other investment advisers with 4 clients and $459 million of assets under management. Among the 9 most similar advisory firms, The Applied Finance Group International has the highest percentage of other investment advisers out of all clients.

The amount of regulatory assets under management is $494 million for 5 clients. None of the firm’s clients are foreign persons or businesses.

The Applied Finance Group International doesn't advise any private funds.

Careers at The Applied Finance Group International, LLC

The company employs 4 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Daniel James Obrycki	Managing member	1 Jan 2015	50% - 75%	5121218
Rafael (Nmn) Resendes	Managing member	1 Jan 2015	50% - 75%	5121215
David Dwain Jones	Chief compliance officer	1 Jan 2015	Other	2761758

Based in San Juan

The principal office where The Applied Finance Group International, LLC performs its advisory services is located at 103 De Diego Avenue, San Juan, PR 00911, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 559-577-0081 or by fax 559-577-0081. The normal business hours are 9am - 5pm, eastern time on Monday - Friday.