Linden Manager LLC (Chicago)

Name: Linden Manager LLC
Address: 150 North Riverside Plaza, Chicago, IL, 60606
Telephone: 312-506-5600

Linden Manager LLC is a large advisory firm based in Chicago. It manages $3.37 billion of regulatory assets for 9 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of Illinois.

Linden Manager provides portfolio management for pooled investment vehicles and portfolio company management services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Linden Manager: assets under management

The assets under management (AUM) of Linden Manager LLC is $3.37 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 498% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $3.37 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $374.91 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Linden Manager LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Linden Manager serves?

The only and largest group of clients of Linden Manager is pooled investment vehicles with 9 clients and $3.37 billion of assets under management. Among the 12 most similar advisory firms, Linden Manager has the 4th highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $3.37 billion for 9 clients. None of the firm’s clients are foreign persons or businesses.

Linden Manager also advises several private funds. Namely, nine private equity funds. The minimum investment commitment required of non-related persons ranges from $1,000,000 to $10,000,000.

Careers at Linden Manager LLC

The company employs 20 people that are either part- or full-time employees. 80 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Eric Christian Larson	Managing member	1 Feb 2001	25% - 50%	6024139
Brian Christopher Miller	Managing member	1 Feb 2001	25% - 50%	6024140
Anthony Barrett Davis	President and managing member	1 Jun 2004	25% - 50%	6023014
Brian Christopher Miller	Managing member	1 Jun 2004	50% - 75%	6024140
Eric Christian Larson	Managing member	1 Jun 2004	25% - 50%	6024139
John Eric Neal	Special member	1 Dec 2005	Other	2262668
Douglass Walter Vandegrift	Chief compliance officer/cfo	1 Jun 2010	Other	6024141
Douglass Walter Vandegrift	Chief compliance officer/ controller	1 Jul 2010	Other	6024141

Based in Chicago

The principal office where Linden Manager LLC performs its advisory services is located at 150 North Riverside Plaza, Chicago, IL 60606, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 312-506-5600 or by fax 312-506-5601. The normal business hours are 8:30am - 5:00pm on Monday - Friday. You can find more information about the New York firm at lindenllc.com and its LinkedIn profile.