Dg Capital Management, LLC (New York)

Name: Dg Capital Management, LLC
Address: 460 Park Avenue, New York, NY, 10022
Telephone: 646-942-5700

Dg Capital Management, LLC is a large advisory firm based in New York. It manages $317.91 million of regulatory assets for 14 client accounts. It has been registered with the SEC as an adviser since 2011.

Dg Capital Management provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Dg Capital Management: assets under management

The assets under management (AUM) of Dg Capital Management, LLC is $317.91 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 112% since the beginning of its operation, and $14.51 million of the total AUM is attributable to clients outside of the United States.

The firm manages $317.91 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $22.71 million each.

Investments

The firm invests in cash and cash equivalents the most. They account for 60% of the total AUM. The second-largest asset type is other assets, which make up 23% of the firm’s portfolio. Investments in exchange traded securities form 12% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Dg Capital Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Dg Capital Management serves?

The only and largest group of clients of Dg Capital Management is pooled investment vehicles with 4 clients and $265.28 million of assets under management. Among the 9 most similar advisory firms, Dg Capital Management has the 3rd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $265.28 million for 4 clients. 8% of the firm’s clients are foreign persons or businesses.

Dg Capital Management also advises several private funds. Namely, two hedge funds. The minimum investment commitment required of non-related persons is $1,000,000 for each fund.

Careers at Dg Capital Management, LLC

The company employs 8 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Dov Nmn Gertzulin	Managing member	1 Apr 2007	75% - 100%	3124202
Dov Gertzulin	Managing member	1 Apr 2007	75% - 100%	3124202
Craig Ross Lifschutz	Chief compliance officer	1 Apr 2009	Other	2867220
Robyn T Geffner	Chief financial officer	1 Jan 2012	Other	4769053
Jacob Samuel Burgida	Chief compliance officer	1 Jan 2013	Other	3120283
Eric Ian Evanter	Chief financial officer	1 Jan 2015	Other	6318324
Eric Ian Evanter	Chief financial officer, chief compliance officer	1 Jan 2016	Other	6318324

Based in New York

The principal office where Dg Capital Management, LLC performs its advisory services is located at 460 Park Avenue, New York, NY 10022, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 646-942-5700 or by fax 212-202-4639. The normal business hours are 9am - 5pm on Monday - Friday. You can find more information about the New York firm at dgcapitalmgmt.com.