Focused Trading And Investments, Inc. (Raleigh)

Name: Focused Trading And Investments, Inc.
Address: 6100 Amber Bluffs Crescent, Raleigh, NC, 27616
Telephone: 919-608-1259

Focused Trading And Investments, Inc. is an internet adviser based in Raleigh. It manages $50 thousand of regulatory assets for 10 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdiction of North Carolina.

Focused Trading And Investments provides portfolio management for individuals and small businesses and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Focused Trading And Investments: assets under management

The assets under management (AUM) of Focused Trading And Investments, Inc. is $50 thousand, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $50 thousand in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $5 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Focused Trading And Investments, Inc. for their services and products based on subscription fees. Subscribers pay a regular fee for the advisory firm’s newsletter or periodical. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Focused Trading And Investments serves?

The only and largest group of clients of Focused Trading And Investments is individuals with 10 clients and $50 thousand of assets under management. Among the 3 most similar advisory firms, Focused Trading And Investments has the highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $50 thousand for 10 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Focused Trading And Investments doesn't advise any private funds.

Careers at Focused Trading And Investments, Inc.

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Steven Dwight Gray	President, ceo and cco	1 Jul 2017	75% - 100%	6839484

Based in Raleigh

The principal office where Focused Trading And Investments, Inc. performs its advisory services is located at 6100 Amber Bluffs Crescent, Raleigh, NC 27616, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 919-608-1259. The normal business hours are 9am - 5pm on Monday - Friday. You can find more information about the New York firm at focusedtrading.com.