Pacific Advisory Capital Group, LLC (Los Angeles)

Name: Pacific Advisory Capital Group, LLC
Address: 500 S. Grand Ave, Los Angeles, CA, 90071
Telephone: 310-807-0140

Pacific Advisory Capital Group, LLC is an adviser based in Los Angeles. It manages $71.14 million of regulatory assets for 241 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdictions of California, Nebraska, and Texas.

Pacific Advisory Capital Group provides financial planning services and portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Pacific Advisory Capital Group: assets under management

The assets under management (AUM) of Pacific Advisory Capital Group, LLC is $71.14 million. The firm's AUM has gone down by -42% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $69.21 million in discretionary accounts and $1.94 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $292.01 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $484.46 thousand.

Investments

The firm invests in investment and business development companies the most. They account for 86% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 8% of the firm’s portfolio. Investments in exchange traded securities form 6% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Pacific Advisory Capital Group, LLC for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Pacific Advisory Capital Group serves?

The firm provides services to individuals, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Pacific Advisory Capital Group is high net worth individuals with 32 clients and $35.87 million of assets under management. Among the 4 most similar advisory firms, Pacific Advisory Capital Group has the 2nd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $71.14 million for 149 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Pacific Advisory Capital Group doesn't advise any private funds.

Careers at Pacific Advisory Capital Group, LLC

The company employs 7 people that are either part- or full-time employees. 57 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
David Adeyemi Adefeso	Managing member/ chief compliance officer	1 Jun 2018	75% - 100%	2769522
Timothy O Hatcher	Member	1 Jun 2018	25% - 50%	5279635
Timothy Ochoa Hatcher	Member	1 Jun 2018	25% - 50%	5279635
Corey F Scott	Senior vice president	1 Sep 2018	Other	5329350

Based in Los Angeles

The principal office where Pacific Advisory Capital Group, LLC performs its advisory services is located at 500 S. Grand Ave, Los Angeles, CA 90071, which is also the mailing address of the firm. An additional office of the firm is in Fort Worth, TX. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 310-807-0140 or by fax 310-593-2530. The normal business hours are 9:00 a.m. - 6:00 p.m. on Monday - Friday. You can find more information about the New York firm at thepacificgroup.com.