Vault Investment Partners, LLC (Fremont)

Name: Vault Investment Partners, LLC
Address: 528 Third Ave., Fremont, OH, 43420
Telephone: 419-355-0279

Vault Investment Partners, LLC is an adviser based in Fremont. It manages $31.4 million of regulatory assets for 222 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdictions of Ohio and Texas.

Vault Investment Partners provides financial planning services and portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Vault Investment Partners: assets under management

The assets under management (AUM) of Vault Investment Partners, LLC is $31.4 million. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $29.36 million in discretionary accounts and $2.03 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $152.13 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $70.16 thousand.

Investments

The firm invests in exchange traded securities the most. They account for 73% of the total AUM. The second-largest asset type is pooled investment vehicles, which make up 22% of the firm’s portfolio. Investments in cash and cash equivalents form 5% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Vault Investment Partners, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Vault Investment Partners serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Vault Investment Partners is individuals with 93 clients and $20.52 million of assets under management. Among the 2 most similar advisory firms, Vault Investment Partners has the highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $31.4 million for 100 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Vault Investment Partners doesn't advise any private funds.

Careers at Vault Investment Partners, LLC

The company employs 2 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Jerome Allen Wiggins	Managing member, cco	1 Sep 2017	75% - 100%	4555859

Based in Fremont

The principal office where Vault Investment Partners, LLC performs its advisory services is located at 528 Third Ave., Fremont, OH 43420, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 419-355-0279 or by fax 419-355-0313. The normal business hours are 8am to 5pm on Monday - Friday. You can find more information about the New York firm at vaultinvestmentpartners.com.