Red Capital Advisors, LLC (Columbus)

Red Capital Advisors, LLC is a large advisory firm based in Columbus. It manages $1.25 billion of regulatory assets for 28 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of Ohio.

Red Capital Advisors provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Red Capital Advisors: assets under management

The assets under management (AUM) of Red Capital Advisors, LLC is $1.25 billion, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $1.25 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $44.69 million each.

Red Capital Advisors has custody of $70.98 million in cash and securities for 28 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Red Capital Advisors, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Red Capital Advisors, LLC

William Thomas Hinga has been acting as President since 1 Jul 2011. Robert Thomas Kirkwood joined the executive team most recently as the Managing Director And Cfo.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Kevin Joseph Mainelli	Chief compliance officer	1 Oct 2000	Other	1751991
Llc Red Capital Group	Managing member	1 May 2010	75% - 100%	27-2372462
Sharon Davis Shaffer	Senior managing director	1 Jan 2011	Other	4807599
Lee Jerome Dixon	Senior managing director	1 Jan 2011	Other	1676899
James Joseph Henson	Secretary	1 Apr 2011	Other	1159077
William Thomas Hinga	President	1 Jul 2011	Other	1475564
William Lamey	Senior managing director	1 Jul 2011	Other	6026846
Robert Thomas Kirkwood	Managing director and cfo	1 Jan 2012	Other	6025468

Indirect Owners

The SEC currently registers 5 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Llc Rcg Holding	Sole member	1 May 2010	75% - 100%	27-2372387
Llc Orix Rc	Majority member	1 May 2010	75% - 100%	27-2372293
Orix Usa Corporation	Sole member	1 May 2010	75% - 100%	13-3095268
Orix Corporation	Shareholder	1 May 2010	75% - 100%	13-2792249
Llc Orix Capital Markets	Sole member	1 May 2011	75% - 100%	75-2696071

Based in Columbus

The principal office where Red Capital Advisors, LLC performs its advisory services is located at Two Miranova Place 12 Th Floor, Columbus, OH 43215, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 614-857-1400 or by fax 614-857-1620. The normal business hours are 9-5 on Monday - Friday.