Ogilvie Security Advisors Corporation (Chicago)

Name: Ogilvie Security Advisors Corporation
Address: 1 North Franklin Street, Chicago, IL, 60606
Telephone: 312-335-5476

Ogilvie Security Advisors Corporation is a multi-state adviser based in Chicago. It manages $2.47 million of regulatory assets for 12 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Arizona, California, Colorado, and 18 other states.

Ogilvie Security Advisors Corporation provides financial planning services, portfolio management for individuals and small businesses, and selection of other advisers. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Ogilvie Security Advisors Corporation: assets under management

The assets under management (AUM) of Ogilvie Security Advisors Corporation is $2.47 million. The firm's AUM has gone down by -98% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $595.79 thousand in discretionary accounts and $1.87 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $297.9 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $186.96 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ogilvie Security Advisors Corporation for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Ogilvie Security Advisors Corporation

Ogilvie Security Advisors Corporation is owned by Debra Ann Hoag. Donald Richard Ogilvie has been acting as President since 1 Jul 1981. William Kevin Ellis joined the executive team most recently as the Financial Operations Principal.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Donald Richard Ogilvie	President	1 Jul 1981	75% - 100%	702152
Daniel Carl Bartok	Financial operations principal	1 Jul 1993	Other	2333327
Debra Ann Hoag	Vice president/treasurer	1 Nov 2000	Other	1203880
Joyce Mary Jewell	Financial operations principal	1 Aug 2001	Other	2946594
Teresa Ann Duke	Financial operations principal	1 Jun 2004	Other	2548600
Donald Richard Ogilvie	Vice president	1 Sep 2004	75% - 100%	702152
Debra Ann Hoag	President/owner/chief compliance officer	1 Sep 2004	Other	1203880
Gregory Ralph Powell	Chief compliance officer	1 May 2006	Other	1217415
Carol Joan Berberich	Financial operations principal/chief financial officer	1 Jan 2007	Other	1969385
Debra Ann Hoag	Financial operations principal/chief financial officer	1 Sep 2008	Other	1203880
William Kevin Ellis	Financial operations principal	1 Oct 2008	Other	1318373

Based in Chicago

The principal office where Ogilvie Security Advisors Corporation performs its advisory services is located at 1 North Franklin Street, Chicago, IL 60606, which is also the mailing address of the firm. An additional office of the firm is in El Paso, TX. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 312-335-5476 or by fax 312-335-5487. The normal business hours are 8am to 5pm on Monday - Friday. You can find more information about the New York firm at ogilviesecurities.com.