Thl Managers Vi, LLC (Boston)

Name: Thl Managers Vi, LLC
Address: 100 Federal Street, Boston, MA, 02110 1847
Telephone: 617-227-1050

Thl Managers Vi, LLC is a large advisory firm based in Boston. It manages $2.41 billion of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of Massachusetts.

Thl Managers Vi provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Thl Managers Vi: assets under management

The assets under management (AUM) of Thl Managers Vi, LLC is $2.41 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -78% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $2.41 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $803.16 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Thl Managers Vi, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Thl Managers Vi serves?

The only and largest group of clients of Thl Managers Vi is pooled investment vehicles with 3 clients and $2.41 billion of assets under management. Among the 8 most similar advisory firms, Thl Managers Vi has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $2.41 billion for 3 clients. None of the firm’s clients are foreign persons or businesses.

Thl Managers Vi also advises several private funds. Namely, three private equity funds. The minimum investment commitment required of non-related persons is $20,000,000 for each fund.

Careers at Thl Managers Vi, LLC

The company employs 111 people that are either part- or full-time employees. 69 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Anthony Joseph Dinovi	Co-president; managing director	1 Jan 1993	Other	4448879
Scott Mitchell Sperling	Co-president; managing director	1 Sep 1994	Other	4406830
L.P. Thomas H. Lee Partners	Managing member	1 Apr 2006	75% - 100%	04-3473822
Shari Hope Wolkon	General counsel; managing director	1 Nov 2007	Other	6023717
Charles Patrick Holden	Chief financial officer; managing director	1 Jan 2008	Other	6023715
Arthur Broderick Price	Chief compliance officer; assistant general counsel	1 Jul 2011	Other	6023716
Todd Martin Abbrecht	Managing director	1 Mar 2014	Other	4448888
Thomas Martin Hagerty	Managing director	1 Mar 2014	Other	4448875
Seth William Lawry	Managing director	1 Mar 2014	Other	1729140
Soren Luther Oberg	Managing director	1 Mar 2014	Other	2265201
Kent Raymond Weldon	Managing director	1 Mar 2014	Other	1995816

Indirect Owners

The SEC currently registers 12 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Great West Lifeco Inc.	Sole shareholder	1 May 1986	75% - 100%	98-0422127
Llc Thomas H. Lee Advisors	General partner	1 Jun 1999	Other	04-3473820
Great West Lifeco Inc.	Sole shareholder	1 Jul 2003	75% - 100%	98-0422127
Great West Investors Lp	Member	1 Aug 2007	25% - 50%	26-0622039
Great West Investors Lp Inc.	Limited partner	1 Aug 2007	75% - 100%	26-0621883
Great West Investors Gp Inc.	General partner	1 Aug 2007	Other	26-0621944
Great West Investors Llc	Sole shareholder	1 Aug 2007	75% - 100%	26-0621804
Great West Investors Holdco Inc.	Sole member	1 Aug 2007	75% - 100%	26-0621688
Gwl Thl Private Equity I Inc.	Sole shareholder	1 Aug 2007	75% - 100%	98-0677115
The Great West Life Assurance Company	Shareholder	1 Aug 2007	50% - 75%	98-0000673
The Canada Life Assurance Company	Shareholder	1 Aug 2007	25% - 50%	38-0397420
Llc Thl Holdco	Managing member	1 Feb 2012	Other	45-4418660

Based in Boston

The principal office where Thl Managers Vi, LLC performs its advisory services is located at 100 Federal Street, Boston, MA 02110 1847, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 617-227-1050 or by fax 617-227-3514. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at thl.com.