Wealthtrust Arizona LLC (Scottsdale)
Wealthtrust Arizona LLC is a large advisory firm based in Scottsdale. It manages $436.12 million of regulatory assets for 1,297 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdictions of Arizona, California, Florida, and 5 other states.
Wealthtrust Arizona provides financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers, and educational seminars and workshops. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.
Wealthtrust Arizona: assets under management
The assets under management (AUM) of Wealthtrust Arizona LLC is $436.12 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -22% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
Investments
The firm invests in state and local bonds the most. They account for 38% of the total AUM. The second-largest asset type is non-exchange traded securities, which make up 37% of the firm’s portfolio. Investments in exchange traded securities form 21% of the total invested assets.Fees & Commissions
The advisory firm has several streams of revenue. Clients pay Wealthtrust Arizona LLC for their services and products based on a percentage of assets under management and commissions. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
What kind of clients Todd Jeffrey Stoa serves?
The firm provides services to individuals, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Todd Jeffrey Stoa is high net worth individuals with 126 clients and $317.9 million of assets under management. Among the 12 most similar advisory firms, Wealthtrust Arizona has the 4th highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $436.12 million for 372 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Wealthtrust Arizona doesn't advise any private funds.
Careers at Wealthtrust Arizona LLC
The company employs 9 people that are either part- or full-time employees. 56 percent of the employees work as investment advisers or researchers. 6 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Todd Jeffrey Stoa has been acting as President since 1 Jan 2015. Llc Thl Equity Fund Vii Investors (Ht) joined the executive team most recently as the Owner.
Direct owners and executive officers
Indirect Owners
The SEC currently registers 44 indirect owners.Based in Scottsdale
The principal office where Wealthtrust Arizona LLC performs its advisory services is located at 8434 E. Shea Boulevard, Scottsdale, AZ 85260, which is also the mailing address of the firm. An additional office of the firm is in Chandler, AZ. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 480-483-7300 or by fax 480-443-4810. The normal business hours are 8:00 am - 4:30 pm on Monday - Friday. You can find more information about the New York firm at wealthtrust-arizona.com.
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