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Northroad Capital Management LLC (New York)


Northroad Capital Management LLC is a large advisory firm based in New York. It manages $346.24 million of regulatory assets for 413 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 48 other states.

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Northroad Capital Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for businesses and institutional clients, and provide model portfolios to uma/mbsma programs. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Northroad Capital Management: assets under management

The assets under management (AUM) of Northroad Capital Management LLC is $346.24 million. The firm's AUM has grown by 3% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $232.53 million in discretionary accounts and $113.71 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $571.32 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $18.95 million.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Northroad Capital Management LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Inc Madison Investment Holdings Holding company 1 Jan 2011 50% - 75% 110356
Frank Edward Burgess Majority shareholder of parent holding company 1 Jan 2011 25% - 50% 2169320

Based in New York

The principal office where Northroad Capital Management LLC performs its advisory services is located at 295 Madison Avenue, New York, NY 10017, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-302-9500 or by fax 212-302-0098. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at nrcm.com.


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