Capital One Financial Corp 13F annual report

Capital One Financial Corp is an investment fund managing more than $141 million ran by D Lawson. There are currently 53 companies in Lawson’s portfolio. The largest investments include Ishares Tr and Goldman Sachs Etf Tr, together worth $73.3 million.

Limited to 30 biggest holdings

$141 million Assets Under Management (AUM)

As of 6th April 2022, Capital One Financial Corp’s top holding is 761,335 shares of Ishares Tr currently worth over $58.2 million and making up 41.2% of the portfolio value. In addition, the fund holds 417,716 shares of Goldman Sachs Etf Tr worth $15 million. The third-largest holding is Vanguard Mun Bd Fds worth $6.45 million and the next is Vanguard Charlotte Fds worth $6.24 million, with 119,059 shares owned.

Currently, Capital One Financial Corp's portfolio is worth at least $141 million. The total portfolio value may be much higher due to cash assets that are not publicly disclosed such as fixed income, real estate, or cash equivalents.

Careers at Capital One Financial Corp

The Capital One Financial Corp office and employees reside in Mclean, Virginia. According to the last 13-F report filed with the SEC, D Lawson serves as the Chief Compliance Officer at Capital One Financial Corp.

Recent trades

In the most recent 13F filing, Capital One Financial Corp revealed that it had opened a new position in General Electric Co and bought 2,661 shares worth $243 thousand.

On the other hand, there are companies that Capital One Financial Corp is getting rid of from its portfolio. Capital One Financial Corp closed its position in Dimensional Etf Trust on 13th April 2022. It sold the previously owned 256,780 shares for $7.39 million. D Lawson also disclosed a decreased stake in Ishares Tr by 0.8%. This leaves the value of the investment at $58.2 million and 761,335 shares.

One of the smallest hedge funds

The two most similar investment funds to Capital One Financial Corp are Ellington Management Group and Lifesteps. They manage $141 million and $141 million respectively.

D Lawson investment strategy

Capital One Financial Corp’s portfolio is diversified across 7 sectors. Currently, their heaviest sector is Technology — making up 3.3% of the total portfolio value. The fund focuses on investments in the United States as 37.7% of the portfolio companies are based in the United States.

The majority of the companies in the fund’s portfolio are large-cap stocks. Stocks with a size of more than $10 billion in market cap make up 36% of the total holdings value. On the other hand, small-cap stocks make up only 1.9% of the portfolio. The average market cap of the portfolio companies is close to $394 billion.

The complete list of Capital One Financial Corp trades based on 13F SEC filings

These positions were updated on April 13th based on the fund’s latest 13F filing. Quickly find out what the most recently closed or increased positions are.

Security	Shares Owned	Value	Allocation
Ishares Tr	83.11% 761,335	$58,204,000	41.17%
Goldman Sachs Etf Tr	82.91% 417,716	$15,046,000	10.64%
Dimensional Etf Trust	Closed 256,780	$7,386,000
Vanguard Mun Bd Fds	56.84% 125,038	$6,446,000	4.56%
Vanguard Charlotte Fds	78.27% 119,059	$6,243,000	4.42%
Vanguard Bd Index Fds	85.61% 62,923	$5,005,000	3.54%
Ishares Tr	Closed 168,389	$11,458,000
Microsoft Corporation	41.57% 10,465	$3,227,000	2.28%
Oneok Inc.	Closed 46,714	$2,745,000
Vanguard Scottsdale Fds	85.52% 54,777	$4,159,000	2.94%
Pimco Etf Tr	47.13% 59,772	$3,318,000	2.35%
Vanguard Malvern Fds	83.87% 51,104	$2,617,000	1.85%
Ishares Inc	75.65% 95,668	$5,447,000	3.85%
Spdr Ser Tr	73.12% 151,885	$5,074,000	3.59%
Lilly Eli & Co	2.91% 7,000	$2,005,000	1.42%
Apple Inc	73.52% 11,270	$1,968,000	1.39%
Spdr S&p 500 Etf Tr	80.82% 3,356	$1,516,000	1.07%
Schwab Strategic Tr	Closed 103,330	$4,571,000
Invesco Exch Traded Fd Tr Ii	Closed 26,635	$1,206,000
Schwab Strategic Tr	78.69% 41,848	$1,814,000	1.28%
Home Depot, Inc.	39.01% 3,904	$1,169,000	0.83%
ONE Gas Inc	Closed 14,581	$1,131,000
Vanguard Scottsdale Fds	Closed 12,887	$1,047,000
Invesco Exchange Traded Fd T	87.85% 20,810	$1,039,000	0.73%
Mcdonalds Corp	42.46% 4,174	$1,032,000	0.73%
Alphabet Inc	Closed 597	$1,726,000
American Express Co.	Closed 5,905	$966,000
Vanguard Index Fds	77.49% 7,817	$1,192,000	0.84%
Unitedhealth Group Inc	Closed 1,811	$910,000
Vanguard Index Fds	Closed 12,130	$2,349,000
Bristol-Myers Squibb Co.	Closed 14,485	$903,000
Costco Whsl Corp New	Closed 1,569	$891,000
Intel Corp.	Closed 15,773	$812,000
Select Sector Spdr Tr	83.47% 9,562	$1,426,000	1.01%
CVS Health Corp	Closed 7,391	$762,000
L3Harris Technologies Inc	22.27% 3,054	$759,000	0.54%
Caterpillar Inc.	Closed 3,638	$752,000
NVIDIA Corp	Closed 2,507	$737,000
Spdr Ser Tr	Closed 29,674	$1,389,000
Vanguard Tax-managed Intl Fd	Closed 14,336	$732,000
Spdr Index Shs Fds	75.30% 20,885	$716,000	0.51%
KKR & Co. Inc.	Closed 9,590	$714,000
Blackstone Inc	Closed 5,385	$697,000
First Tr Exchange-traded Fd	Closed 17,526	$925,000
Invesco Exchange Traded Fd T	Closed 7,224	$976,000
Disney Walt Co	49.42% 4,975	$682,000	0.48%
Bk Of America Corp	Closed 452	$653,000
Invesco Exch Traded Fd Tr Ii	87.14% 22,415	$1,270,000	0.90%
Johnson & Johnson	Closed 3,601	$616,000
JPMorgan Chase & Co.	53.25% 4,467	$609,000	0.43%
Abbvie Inc	42.30% 3,650	$592,000	0.42%
Wisdomtree Tr	Closed 16,605	$810,000
Air Prods & Chems Inc	Closed 1,740	$529,000
Vanguard Whitehall Fds	Closed 4,674	$524,000
Lowes Cos Inc	Closed 1,999	$517,000
Bank New York Mellon Corp	Closed 8,742	$508,000
Lockheed Martin Corp.	27.31% 1,107	$489,000	0.35%
Amazon.com Inc.	79.58% 147	$480,000	0.34%
Vanguard Specialized Funds	85.17% 2,848	$462,000	0.33%
Abbott Labs	44.96% 3,815	$452,000	0.32%
Spdr Gold Tr	Closed 2,634	$450,000
Analog Devices Inc.	19.51% 2,673	$442,000	0.31%
Conocophillips	Closed 6,037	$436,000
Walmart Inc	Closed 2,910	$421,000
Exxon Mobil Corp.	Closed 6,781	$415,000
Vanguard Whitehall Fds	79.73% 5,930	$414,000	0.29%
S&P Global Inc	Closed 863	$407,000
Magellan Midstream Prtnrs Lp	Closed 8,690	$404,000
Paychex Inc.	22.73% 2,839	$387,000	0.27%
Thermo Fisher Scientific Inc.	34.21% 650	$384,000	0.27%
Union Pac Corp	60.46% 1,382	$378,000	0.27%
Select Sector Spdr Tr	Closed 4,826	$375,000
Pfizer Inc.	Closed 6,027	$356,000
Danaher Corp.	66.94% 1,200	$352,000	0.25%
Raytheon Technologies Corporation	38.43% 3,553	$352,000	0.25%
Procter And Gamble Co	51.85% 2,300	$351,000	0.25%
Etf Managers Tr	Closed 10,635	$636,000
United Parcel Service, Inc.	46.81% 1,501	$322,000	0.23%
General Electric Co.	Closed 3,397	$321,000
Invesco Actively Managed Etf	Closed 6,194	$312,000
Honeywell International Inc	34.90% 1,591	$309,000	0.22%
Vanguard Intl Equity Index F	73.08% 6,279	$290,000	0.21%
Qualcomm, Inc.	79.47% 1,862	$285,000	0.20%
Pacer Fds Tr	No change 7,307	$284,000	0.20%
Starbucks Corp.	Closed 2,410	$282,000
Nike, Inc.	Closed 1,668	$278,000
Brookfield Asset Mgmt Inc	Closed 4,537	$274,000
Diageo plc	Closed 1,235	$272,000
CSX Corp.	Closed 7,212	$271,000
Williams Cos Inc	Closed 10,402	$271,000
Facebook Inc	69.61% 1,216	$270,000	0.19%
Berkshire Hathaway Inc.	Closed 901	$269,000
Cisco Sys Inc	84.41% 4,702	$262,000	0.19%
AMGEN Inc.	70.91% 1,079	$261,000	0.18%
Pinnacle Finl Partners Inc	Closed 2,690	$257,000
Goldman Sachs Group, Inc.	Closed 638	$244,000
General Electric Co.	Opened 2,661	$243,000	0.17%
Visa Inc	Closed 1,112	$241,000
Tesla Inc	Closed 221	$233,000
Enterprise Prods Partners L	81.96% 9,000	$232,000	0.16%
Nxp Semiconductors N V	No change 1,250	$231,000	0.16%
Mastercard Incorporated	Closed 640	$230,000
Alliance Resource Partners L	90.91% 14,781	$228,000	0.16%
Darden Restaurants, Inc.	No change 1,700	$226,000	0.16%
Verizon Communications Inc	69.95% 4,404	$224,000	0.16%
Alps Etf Tr	Closed 4,456	$216,000
Chevron Corp.	Closed 1,825	$214,000
Franco Nev Corp	Closed 1,475	$204,000
Merck & Co Inc	Closed 2,666	$204,000
PayPal Holdings Inc	Closed 1,079	$203,000
ConnectOne Bancorp Inc.	Closed 6,193	$203,000
Anthem Inc	Closed 436	$202,000
Pepsico Inc	79.28% 1,204	$202,000	0.14%
Vanguard Bd Index Fds	Closed 2,475	$200,000
Energy Transfer L P	Closed 20,057	$165,000
No transactions found
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