R G Investments Corporation (San Juan)

R G Investments Corporation is a related adviser based in San Juan. It manages $105.03 million of regulatory assets for 867 client accounts. It has been registered with the SEC as an adviser since 2003 and has operated in the jurisdiction of Puerto Rico.

R G Investments Corporation provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

R G Investments Corporation: assets under management

The assets under management (AUM) of R G Investments Corporation is $105.03 million. The company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay R G Investments Corporation for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at R G Investments Corporation

Ramon Carlos Prats has been acting as President since 1 Aug 2001. Ramiro Luis Iii Colon joined the executive team most recently as the President/General Manager.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
R&G Financial Corporation	Sole shareholder	1 Apr 2001	75% - 100%	66-0532217
Enrique Umpierre	Director/secretary	1 Apr 2001	Other	xxx-xx-xxxx
Victor Jose Galan	Director	1 Apr 2001	Other	1879457
Gilberto Rivera Arreaga	Director	1 Apr 2001	Other	4467795
Ileana Colon Carlo	Director	1 Apr 2001	Other	xxx-xx-xxxx
Benigno Fernandez	Director	1 Apr 2001	Other	xxx-xx-xxxx
Jose Angel Erazo	Vice president	1 May 2001	Other	1897794
Marla Marie Acosta	Compliance officer/srop	1 Jul 2001	Other	3256258
Ramon Carlos Prats	Director	1 Aug 2001	Other	4467675
Mario Ruiz	Director	1 Aug 2001	Other	xxx-xx-xxxx
Liza M Cardonarosado	Accounting officer	1 Aug 2001	Other	xxx-xx-xxxx
Vicente Manuel Ydrach	Director	1 Apr 2002	Other	858633
Joseph Sandoval	Director	1 Aug 2002	Other	xxx-xx-xxxx
Ramiro Luis Iii Colon	President/general manager	1 Dec 2002	Other	1868710

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Victor Jose Galan	Common class a	1 Jun 1996	50% - 75%	1879457

Based in San Juan

The principal office where R G Investments Corporation performs its advisory services is located at 1225 Ponce De Leon Ave., San Juan, PR 00907 The mailing address of the firm is Po Box 9657, San Juan, PR 00908. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 787-620-8646 or by fax 878-622-6406. The normal business hours are 8:30 am - 5:30 pm on Monday - Friday.