Oakview Capital Management, L.P. (Dallas)

Name: Oakview Capital Management, L.P.
Address: 3879 Maple Ave. Suite 300, Dallas, TX, 75219
Telephone: 214-999-1175

Oakview Capital Management, L.P. is a large advisory firm based in Dallas. It manages $356.49 million of regulatory assets for 139 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdiction of Texas.

Oakview Capital Management provides portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and providing recommendations to other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Oakview Capital Management: assets under management

The assets under management (AUM) of Oakview Capital Management, L.P. is $356.49 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 134% since the beginning of its operation, and $16.99 million of the total AUM is attributable to clients outside of the United States.

The firm manages $356.49 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2.56 million each.

Oakview Capital Management has custody of $44.44 million in cash and securities for 2 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 80% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 19% of the firm’s portfolio. Investments in investment and business development companies form 1% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Oakview Capital Management, L.P. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Oakview Capital Management serves?

The firm provides services to insurance companies, charitable organizations, high net worth individuals, pooled investment vehicles, and pension and profit sharing plans. The largest group of clients of Oakview Capital Management is charitable organizations with 11 clients and $185.64 million of assets under management. Among the 9 most similar advisory firms, Oakview Capital Management has the highest percentage of charitable organizations out of all clients.

The amount of regulatory assets under management is $356.49 million for 139 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.

Oakview Capital Management also advises several private funds. Namely, one hedge fund.

Careers at Oakview Capital Management, L.P.

The company employs 5 people that are either part- or full-time employees. 60 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Corey Ryan Henegar has served as the Chief Investment Officer since 1 May 2010. Jai Krishna Singhania joined the executive team most recently as the Limited Partner, Co Chief Investment Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Llc Oakview Investments	General partner	1 Oct 2007	Other	26-1237301
James Patrick Malone	Limited partner, chief compliance officer	1 Oct 2007	75% - 100%	5071627
Corey Ryan Henegar	Chief investment officer	1 May 2010	Other	4443756
Jai Krishna Singhania	Limited partner, co-chief investment officer	1 Aug 2014	Other	4371684

Based in Dallas

The principal office where Oakview Capital Management, L.P. performs its advisory services is located at 3879 Maple Ave. Suite 300, Dallas, TX 75219, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 214-999-1175 or by fax 214-999-9304. The normal business hours are 8am-5pm on Monday - Friday. You can find more information about the New York firm at oakviewcm.com.