Circle T Explorer Asset Management LLC (New York)

Circle T Explorer Asset Management LLC is a large advisory firm based in New York. It manages $106.4 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of Arizona, Georgia, and New York.

Circle T Explorer Asset Management provides market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Circle T Explorer Asset Management: assets under management

The assets under management (AUM) of Circle T Explorer Asset Management LLC is $106.4 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 964% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $106.4 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $106.4 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Circle T Explorer Asset Management LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Circle T Explorer Asset Management LLC

Stephen Haley Scott has served as the Chief Investment Officer since 1 Aug 2003. Seth Phillip Platt joined the executive team most recently as the President.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Circle Sss Llc	Managing member	1 Aug 2003	50% - 75%	xxx-xx-xxxx
Stephen Haley Scott	Chief investment officer	1 Aug 2003	25% - 50%	2238352
Richard Clinton Hazen	Member	1 Aug 2003	Other	2918346
Richard C Hazen	Member	1 Aug 2003	Other	2918346
Seth Phillip Platt	Chief compliance officer	1 Jul 2005	Other	4996091
Proctor Investment Managers Llc	Member	1 Nov 2006	Other	42-1687702
S & Ep Holding Corp	Member	1 Jan 2007	Other	20-8200415
Inc. Shs2	Member	1 Jan 2007	Other	20-5340157

Indirect Owners

The SEC currently registers 7 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Seth Tobias	Managing member	1 Aug 2003	50% - 75%	1732072
Sam Tobias	Member	1 Aug 2003	Other	2519526
Seth Phillip Platt	Member	1 Aug 2003	Other	4996091
James Craig Coley	Ceo	1 Jan 2006	Other	1365501
Nbf Private Equity Holdings Inc	Member	1 Nov 2006	75% - 100%	95-4653753
Seth Phillip Platt	President	1 Jan 2007	75% - 100%	4996091
Stephen Haley Scott	President	1 Jan 2007	75% - 100%	2238352

Based in New York

The principal office where Circle T Explorer Asset Management LLC performs its advisory services is located at 237 Park Avenue Suite 900, New York, NY 10017, which is also the mailing address of the firm. An additional office of the firm is in Atlanta, GA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-808-3950 or by fax 212-808-3955. The normal business hours are 9am-5pm on Monday - Friday.