Hinoki Capital Management LLC (Greenwich)

Name: Hinoki Capital Management LLC
Address: 80 Field Point Road, Greenwich, CT, 06830
Telephone: 203-489-5970

Hinoki Capital Management LLC is a large advisory firm based in Greenwich. It manages $106.3 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdiction of Connecticut.

Hinoki Capital Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Hinoki Capital Management: assets under management

The assets under management (AUM) of Hinoki Capital Management LLC is $106.3 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -13% since the beginning of its operation, and $24 million of the total AUM is attributable to clients outside of the United States.

The firm manages $106.3 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $35.43 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Hinoki Capital Management LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Hinoki Capital Management serves?

The only and largest group of clients of Hinoki Capital Management is pooled investment vehicles with 3 clients and $106.3 million of assets under management. Among the 10 most similar advisory firms, Hinoki Capital Management has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $106.3 million for 3 clients. 67% of the firm’s clients are foreign persons or businesses.

Hinoki Capital Management also advises several private funds. Namely, one hedge fund. The minimum investment commitment required of non-related persons is $1,000,000 for each fund.

Careers at Hinoki Capital Management LLC

The company employs 5 people that are either part- or full-time employees. 60 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Daniel Brian Sheridan	Managing member	1 Aug 2014	25% - 50%	5061240
Ellen Hunt Adams	Managing member	1 Aug 2014	50% - 75%	1697592
Binish Bulsara	Chief financial officer & chief compliance officer	1 Oct 2014	Other	2753046
Guido Anthony Federici	Chief financial officer & chief compliance officer	1 Apr 2016	Other	6034888

Based in Greenwich

The principal office where Hinoki Capital Management LLC performs its advisory services is located at 80 Field Point Road, Greenwich, CT 06830, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-489-5970. The normal business hours are 9:00am-5pm on Monday - Friday. You can find more information about the New York firm at hinokicapital.com.